Regulatory Compliance Manager Regulatory Compliance Manager …

Charterhouse Partnership Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Jul 20
Attractive salary to the right candidate
Charterhouse Partnership Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 01 Jul 20
Attractive salary to the right candidate
• Minimum 5 years regulatory compliance experience in private banking or wealth management • International Financial institution • Strong language skills in English and Chinese

Job Description:

  • Provide compliance advice in line with regulatory requirements and ensure business activities and all other operations are in compliance with regulatory requirements and internal policies
  • Provide compliance advice on new product launch, selling practices and markets related inquiries
  • Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry
  • Assist in attending inquiries from and handling inspection by regulators and Head Office

Requirements:

  • University degree with at least 5 years relevant experience in the compliance function of a bank (preference in private banking or wealth management industry) or good working experience at HKMA, SFC or equivalent regulatory bodies
  • Good knowledge of the operations of the securities markets and  understanding of regulatory requirements governing selling of investment products
  • Have a good knowledge of HKMA or SFC rules/regulations in Hong Kong
  • Team player, independent, hardworking, eager to learn and attention to details
  • Be able to perform multiple tasks with good interpersonal and communications skills; and
  • Good command of English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan enquiries@charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you with career advice and assist you to develop a tailored job search strategy.

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