Regional Compliance Manager – Major Hedge Fund House Regional Compliance Manager – Major Hedge Fund  …

ALS International
in Hong Kong
Permanent, Full time
Last application, 18 Jan 22
Attractive
ALS International
in Hong Kong
Permanent, Full time
Last application, 18 Jan 22
Attractive
Posted by:
Suwarti Karnati • Recruiter
Posted by:
Suwarti Karnati
Recruiter
Our client is a major Hedge Fund company and operates worldwide and is looking to hire an experienced Compliance Manager.

Our client is a major Hedge Fund company and operates worldwide and is looking to hire an experienced Compliance Manager.

In this role, you are responsible for:

  • Provide practical and accurate compliance advice to the business
  • Perform regular and ad-hoc reviews, monitoring and handling on compliance and regulatory matters regarding regulated activities
  • Work closely with internal stakeholders for implementation of compliance related projects, implementing and reviewing policies and procedures on regulatory compliance
  • Identify process and control deficiencies and enhance respective risk mitigating control procedures
  • Handle regulatory requests, enquiries and examinations
  • Liaise and collaborate with different departments to formulate, drive and implement remediation of compliance issues

To qualify for this role, you must have the following requirements:

  • Bachelor's degree in finance, or related discipline with a minimum 7 years of compliance experience in hedge fund industry
  • Sound knowledge in rules and regulations administered by the Asia-Pacific regulators, compliance best practices, financial products as well as securities business
  • Strong analytical, technical and problem-solving skills
  • Excellent communication and presentation skills, strong team player and fast learner
  • Attentive to details, ability to multi-task and work well under pressure.

If you are interested in this role, please send your cv to d.lim@alsrecruit.com . Only shortlisted candidates will be notified.

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