RESPONSIBLE OFFICER - TYPE 9

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Value Search Asia
  • 19 Apr 18 2018-04-19

Our client is a local based asset management firm with a focus on equity investments in the Greater China region. They are currently looking for a Responsible Officer with Type 9 license holder to join the team in Hong Kong.

Main job responsibilities include:

  • Responsible for assisting the company to apply SFC license type 9
  • Ensure daily routine and operations in compliance with the Company policies, statutory rules and regulations
  • Act as the contact point to SFC and other regulated bodies for SFC Type 9 RA
  • Participate in new fund product launch in the future; participate in marketing, client servicing activities
  • Assist the fund manager on project research work

 

Job Requirements:

  • Sound understanding of Securities and Futures Ordinance, regulations and guidelines of relevant regulatory authorities and risk management control; good financial market knowledge and strong compliance sense
  • Preferably handling in applying SFC license for a new setup asset management company; be registered under SFC RA9 type license as Responsible Officer
  • Self-motivated with excellent communication, interpersonal, organization and problem solving skills
  • Fluent in English and Mandarin is preferable

 

To apply for this job
Contact: Bryan Lim quoting job ref: VSA-1264
Telephone: 852 - 2297 2346
Email: blim@valuesearchasia.com