REGULATORY COMPLIANCE - ASSOCIATE DIRECTOR

  • competitive package
  • Hong Kong
  • Permanent, Full time
  • Recruitment Intelligence Consultants Limited
  • 22 Jan 18 2018-01-22

An international private bank is looking for a high caliber candidate to join as Regulatory Compliance - Associate Director. The position is based in Hong Kong.

  • International Private Bank
  • Excellent Exposure

Our client is an international private bank. With the continued growth of the organization, the need has arisen to recruit a high caliber candidate to join them.

Advising the business on compliance and regulatory issues e.g. new activities, ad hoc requests etc. Conduct Compliance risk assessment on key regulatory topics. Conduct compliance reviews as the second line of defense. Handling client complaint cases e.g. investigations and prepare reports etc.

To be considered, you should be a degree holder with a minimum of 5 years relevant  experience with regulatory bodies or Private Banking compliance. Prior experience in dealing with regulatory matters, handling client complaints and investigation will be advantageous.   Extensive knowledge of applicable banking and securities rules and regulations. Strong communication and interpersonal skills with the ability to articulate rules and regulations in the language of business. Team player. Excellent written and spoken English and Cantonese, Mandarin is a plus.

Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2840.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)