Product Control and Client onboarding Specialist – Private Wealth Management Product Control and Client onboarding Specialist –  …

Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 29 Nov 20
Competitive
Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 29 Nov 20
Competitive
Posted by:
HR Team • Recruiter
Posted by:
HR Team
Recruiter
Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“Huatai Securities”), a publicly listed company on Shanghai Stock Exchange since 2010. Huatai Securities is one of the first groups of securities firms established in China approved by China Securities Regulatory Commission and the People’s Bank of China. Since 2010, Huatai Securities has over 6 million brokerage clients and almost CNY one trillion of custody assets. HTHK's current business includes securities, futures brokerage and asset management, including HTHK’s RQFII quota, which was granted in 2010.

Key Responsibilities:

Responsible for input, checking, reviewing and approval of account opening request  

Cooperating with back office to deal with system setting, clients reporting and MIS reporting 

Acting as business control point for account opening, products selling and dealing procedures in terms of control and compliance with internal guidelines and policies

Completing all required process and materials for new product/services before launch together with Product/IA Team; assist Product/IA team on completing counterparty due diligence process

Coordinating and communicating with various internal teams such as legal and compliance, risk management and operations to support clients onboarding and products trading

Full compliance with internal guidelines and relevant regulations required under SFC licenses 

Assisting work and hoc tasks when necessary assigned by the supervisors and managers.

 

Requirements: 

Bachelor degree holders and above

Minimum 5 years of relevant experiences in business support, client onboarding and product control

Proficiency in spoken and written Mandarin and English

Strong analytical skills and problem-solving abilities

Detail oriented and able to multi task and work under pressure

Fast learner, team player and motivated, willing to work overtime when required  

T)

Huatai Financial Holdings (Hong Kong) Limited logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...