Private Banking Business Risk AVP, 1LOD Private Banking Business Risk AVP, 1LOD …

The Edge Partnership
in Hong Kong
Permanent, Full time
Last application, 17 Jan 22
Competitive Package
The Edge Partnership
in Hong Kong
Permanent, Full time
Last application, 17 Jan 22
Competitive Package
Posted by:
Venus Ip • AD - Specialist Legal & Compliance recruiter - Financial Services and FinTechs/Crypto
Posted by:
Venus Ip
AD - Specialist Legal & Compliance recruiter - Financial Services and FinTechs/Crypto
Our client is a top Asian bank currently looking to hire a Business Compliance AVP, 1LOD (Private Banking) as part of an established compliance team. They offer excellent work life balance and a competitive remuneration package for the right candidate.

Some of the key responsibilities will include:

Reporting into the Head of Private Banking Compliance

  • Perform trade surveillance and identify potential compliance/operational risks
  • Implement risk control frameworks for the private banking business
  • Review and advise on relevant marketing materials and analyze relevant compliance risk in new products
  • Work closely with Business, Compliance, and other control functions to ensure the relevant regulatory risks are managed accordingly
  • Develop and keep abreast of compliance policies and procedures based on regulatory changes
  • Perform self-assessments on regulatory requirements
  • Review operational risk incidents and follow up with implementation plans

 

To be eligible for this role you will require:

  • A relevant degree in Law, Finance, Business, or related disciplines
  • 5+ years of business compliance/operational risk experience from sizable banks; of which with at least 2 years from private banking capacity
  • Sound knowledge in private banking compliance space is a highly preferred
  • Familiar with the relevant regulatory requirements i.e., HKMA
  • Proficiency in English and Chinese (spoken and written) is a MUST

 

Please contact Venus Ip at + 852 6380 0256 or email your cv directly in word format with job reference number JO0000006328 to hkcareers@theedgeinasia.com

 

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

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