Operational Risk Associate

  • Attractive Package + Bonus
  • Hong Kong
  • Permanent, Full time
  • Pacific Focus
  • 23 Apr 19

A leading Chinese Securities firm is looking for an operational risk management talent to join their team.


  • Develop and maintain risk management policies and procedures. Ensure the company risk policies and practices are in full compliance with the regulatory requirements.
  • Perform regular analysis on the adequacy of internal controls and provide recommendations on control enhancement.
  • Review operational risk incidents reports. Liaise with relevant parties to ensure that errors are rectified, and effective controls are put in place to mitigate similar risks in future.
  • Perform risk analysis and suggest control measures in new product development.
  • Perform additional duties and special projects as assigned.


  • Bachelor's degree or above with major in Business, Finance or related disciplines.
  • Holder of FRM or CFA is preferred.
  • At least 5 years working experiences, and 3 years of recent operational risk management experience or relevant experience in internal control, auditing, or procedural review is required.
  • Keen interest in financial industry and solid knowledge in various brokerage and investment banking businesses
  • Excellent command of Mandarin and English
  • Candidates with less experience may be considered for the position of Assistant Manager or Senior Officer