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OK - Assistant Compliance Officer

Larson Maddox Hong Kong
Posted 2 months ago In-Office Job Permanent Negotiable

CLIENT BACKGROUND
Our client is a top-tier Hedge Fund in the APAC Region. Has a team of 8 and are looking for a candidate for Legal or Compliance experience.

JOB RESPONSIBILITY

  • Monitor daily trading activity and transactions to ensure compliance with internal policies and external regulations
  • Assist in the development and implementation of compliance programs and controls
  • Conduct risk assessments and recommend mitigation strategies
  • Provide compliance training and guidance to investment professionals
  • Prepare regulatory filings and reporting to regulatory bodies
  • Coordinate with external auditors and regulators during examinations

JOB REQUIREMENTS

  • Bachelor's degree, ideally in finance, accounting, business, or a related field
  • 2+ years of experience in compliance, risk management, legal or a related role, preferably in the financial services industry
  • Strong understanding of financial regulations, compliance requirements, and best practices
  • Excellent analytical, problem-solving, and attention to detail skills
  • Strong communication and interpersonal abilities to work with various stakeholders
  • Proficient in English is a must

job_description_image
Job ID  PR/498249
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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