Markets Operations, Equity Settlements, Securities & Derivatives Analyst, Officer Markets Operations, Equity Settlements, Securities  …

Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Jul 20
Competitive
Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Jul 20
Competitive
Citi
Markets Operations, Equity Settlements, Securities & Derivatives Analyst, Officer
The Securities & Derivatives Analyst 2 (Officer) is an intermediate level position responsible for processing orders and transactions originating from trading desks in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.

Responsibilities:
  • Process securities transactions, provide analytic input for traders and aid in review of derivative products; responsible for trade pre-matching / settlement in Global markets, including APAC, Euroclear, DTC and major European markets
  • Identify and resolve securities and derivative settlement issues, liaise with agent banks, brokers, CGM sales and trading desk, customer's back office to follow up any potential fails prior to settlement date
  • Relay unmatched / settlement risk items to oversea offices and trading desks for resolution so as to avoid failure or buy-in
  • Issue Ad-Hoc / manual instructions for exceptional items to our agent banks for Asia Pacific markets and any Euro / Latin America Products;
  • Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
  • Escalate transaction processing issues to the appropriate department and collaborate on a solution
  • Design and analyze moderately complex reports, perform system testings in coordination with standards set by direct leadership
  • Ensure processes adhere to audit and control policies
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:
  • 3-5 years of relevant experience in operation/settlement in Global Markets
  • Good product knowledge in Global Equity Market and Fixed Income is an advantage
  • Proven ability to perform various concurrent activities/projects in a high-risk environment
  • Ability to work in a fast-paced environment, able to work under high pressure
  • Demonstrated team playing skills and leadership qualities

Education:
  • Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - HK------------------------------------------------------
Time Type :Full time------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
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To view the Pay Transparency Posting CLICK HERE .
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