Manager – Compliance (Global Markets Department)

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • ICBC Asia
  • 23 Apr 18 2018-04-23

See job description

Manager – Compliance

Global Markets Department


Job descriptions:

  • Participate in the compliance projects liked Volcker Rule/Margin rules to ensure the effective enhancements of the compliance control framework
  • Support and work closely with our Internal Control and Compliance Department covering new regulatory requirements and business initiatives
  • Perform compliance reviews and self-assessments in accordance with both external regulatory and internal requirements
  • Help reviews on treasury-related agreements/documents/procedures, such as ISDA agreement and internal policies
  • Tackle HKMA onsite and offsite examination or other regulatory bodies’ inspection
  • Provide compliance advisory for Global and Markets business
  • Handle ah-hoc projects assigned

Job Requirements:

  • Bachelor Degree or above in Law or related disciplines
  • Minimum 5 years of compliance experience in regulated financial institutions
  • Familiar with HKMA, SFC regulations and other relevant legal and regulatory requirements
  • Good communication and organization skills
  • Fluent in spoken and written English & Chinese ( includes Putonghua)
  • Candidates with more experience will be also considered