MIC/Compliance Director/Executive Director, Asset Management MIC/Compliance Director/Executive Director, Asset  …

Career International AP (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Open for discussion
Career International AP (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Open for discussion
Director-level compliance role in a prestigious PRC fiduciary conglomerate

Senior compliance role in a prestigious PRC fiduciary conglomerate. The incumbent will be managing relationship with financial regulators. And internally, offering advisory to different teams on the implication of new regulations and tracking company implementation of processes to meet the regulations. Specific title is commensurate with seniority. He/she will be directly working with HK CEO and be based in Central, Hong Kong.
 

We are expecting:

  • Minimum 8-year working experience with asset managers/regulatory bodies in compliance/operational risk discipline
  • Strong knowledge of the SFC Code of Conduct, specially type 1, 4, 9 regulated activities
  • Hands-on expereince in handling matters such as distribution/marketing compliance, regulatory advisory and investment compliance
  • Proficient in mandarin

 

Interested candidates please feel free to reach Jessie MA through WhatsApp-15321291149, WeChat-m826947376 or email-Jessiema@careerintlinc.com to learn more. 

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