Legal and Compliance Manager Legal and Compliance Manager …

Principle Partners
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Principle Partners
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Principle Partners
As part of rapid growth within an impact investing Private Equity in the region, we are pleased to partner with them in the search for a Legal and Compliance Manager. The role is based in Hong Kong.

Key Responsibilities:

Legal

  • Review and draft business contracts, agreements, fund and other legal documentation in compliance with laws and regulatory requirements
  • Supporting the legal counsel
  • Involve in current and future business structures and legal entities

Regulatory/Compliance

  • Advising on the effectiveness of core operational controls
  • Advising on compliance aspects relating to securities, corporate finance, licensing and related matters
  • Oversee the overall compliance monitoring, reporting and AML/KYC function of the organization
  • Oversee regional compliance with the in-house compliance support from respective regions
  • Stay up to date on any regulatory changes and ensure that any business is compliant with existing/ new regulations
  • Responsible for interactions with the regulatory bodies

Experience/Qualifications:

  • About 4-8 years of relevant experience, preferably in Asset/Fund management or Private Equity
  • Degree in Law
  • Familiarity with the regulatory environment in the financial industry
  • Preferable hold, or be eligible to hold, a relevant practicing certificate in Singapore
  • Good command of written and spoken English and Chinese
  • Independent, pro-active, business-oriented and the ability to work in a fast pace environment

 

Please click "Apply" now to submit your latest CV and we will be in touch with the full job description if your profile is suitable.

Thank you!

Agency Licence No: 09C5764 / Staff Registration No: R1655301

Company Overview

Principle Partners is an Asian specialist in buy-side executive search with a focus on Asset Management, Private Equity, Venture Capital, Hedge Funds, Technology Companies, and Wealth Management.

The firm is headquartered in Singapore and covers the Asia Pacific region. 

Client profiles for asset management include international, regional and boutique fund houses and sovereign wealth funds. For private equity, we serve global, pan-Asian, regional and country-specific funds looking to deploy capital in Asia, with strategies including buy-outs, control investments, growth equity, and early stage investments. 

Our hedge fund clients range from start-ups to the largest international funds, with strategies including equity long-short, event-driven, convertible bond arbitrage, Asian/global macro, distressed debt/special situations and high-frequency trading.

We have a strong track record for senior positions placements at the world’s largest asset managers, sovereign wealth funds, private equity, hedge funds, and family offices. We also cover middle and back office roles such as legal, compliance and risk management to support the core front-office investing roles. 

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