Legal and Compliance HF Legal and Compliance HF …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 26 Jan 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 26 Jan 21
Negotiable
Our client is a NY based Hedge Fund manager with $4B in AUM, who has recently expanded their Asia presence into Hong Kong.

Our client is a NY based Hedge Fund manager with $4B in AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a Legal Counsel in Asia to help them to build out the legal/compliance framework for the fund.

Responsibilities:

  • Assist in the oversight of the firm's legal and compliance program by participating in legal negotiations with Chinese counterparties and ensuring adherence to applicable US and Greater China regulatory requirements
  • Review and revise legal documentation, including Non-Disclosure Agreements, Sub-Advisory Agreements, vendor contracts, Side Letter Agreements and internal compliance policies
  • Work closely with the General Counsel & Chief Compliance Officer and Assistant General Counsel & Compliance Manager in executing the firm's compliance program
  • Assist in overseeing the firm's Greater China Operational Due Diligence program by analyzing Chinese counterparties' operational controls and risks and participating in due diligence meetings
  • Prepare regulatory filings and ensure they are submitted prior to any applicable deadlines
  • Conduct compliance training and testing and assist in the administration of the firm's various compliance programs
  • Manage multiple tasks simultaneously and follow through on issues in a timely manner
  • Be prepared to take on any other related projects that may arise in the course of business
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