LEGAL COUNSEL - Top-Tier Securities House - Hong Kong SFC Types of 1,2,4,6,9

  • Great Compensation, above market
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bo Le Associates Ltd
  • 25 Apr 18 2018-04-25

Our client is a leading integrated securities group in China, with a substantial customer base, a leading e-Platform and a highly collaborative full-service business model. Over more than two decades of operating history, they achieved rapid growth by successfully capitalizing on the transformation and innovation opportunities of China's capital market and securities industry. The major financial indicators and business indicators are among the forefront of the domestic securities industry.


  • Advising on legal, regulatory and reputational topics across the full range of transactions and business
  • Working closely with 1) management; 2) business team; and 3) external counsel in drafting, negotiating and executing all necessary legal documentation
  • Establish a good and healthy relationship with senior management and internal clients and develop a thorough understanding of client businesses by taking part to relevant meetings, by developing ability to constantly support decisions and by building and maintaining long-term relationships in a proactive way
  • Perform pre-litigation work to minimize risks and maximize legal rights
  • Establish policies and procedures on legal review
  • Review compliance policies and procedures
  • Work closely with Compliance team to ensure continuous debrief to all relevant key people involved in the legal, compliance and regulatory matters
  • Any other duties customarily expected of legal counsel and any other tasks or duties assigned by the Company from time to time


  • 7-8 years or above experience gained from financial institutions; Chinese based securities firm and PRC exposure would definitely an advantage
  • Relevant experiences in brokerage/asset management companies/banks with Types 1, 2, 4, 5, 6 and 9 licenses is preferred
  • Good command of written and spoken English and Chinese, fluency in Putonghua
  • Strong sense of responsibility, Independent, initiative & problem-solving skills
  • Professional presentation and report writing skill