Investment Compliance - Asset Management Firm

  • HKD540000.00 - HKD620000 per annum + bonus
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 08 Dec 17 2017-12-08

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. In Hong Kong, we recruit within the following sectors: Accounting & Finance, Banking and Financial Services, Human Resources, IT, Risk, Compliance, Legal & Audit, Office Support and Sales & Marketing.

Our client is an international Investment Management firm with a strong presence in APAC.


  • You will perform daily monitoring of trade activities for specific equity and fixed income funds
  • and accounts to ensure that their investment policy limitations are followed
  • Educate portfolio managers and traders on applicable fund/account guidelines and trading
  • policies
  • Implement effective mechanisms to provide timely reporting and monitoring of complex
  • investment strategies

The Successful Candidate:

  • Bachelor's degree in business, finance, accounting or economics preferred
  • At least 4 years of relevant compliance experience in financial services environment, preferably in the area of asset management compliance or mutual fund operations
  • Strong analytical and problem-solving abilities and attention to detail
  • Strong organisational skills with proven ability to multi-task and manage high volumes
  • Strong oral and written communication skills in English and presentation skills
  • Ability to establish and maintain strong relationships with clients and senior management
  • Ability to work collaboratively and with multi-site operations
  • Team player with good interpersonal skills, assertiveness and ability to work independently

For confidential inquiry, please contact Rouella Landicho on 3907 3912 or email: