Internal Audit for Markets (6 month contract renewable) Internal Audit for Markets (6 month contract  …

Randstad Sourceright Hong Kong
in Hong Kong
Contract, Full time
Last application, 20 Jan 22
Competitive based on relevant experience
Randstad Sourceright Hong Kong
in Hong Kong
Contract, Full time
Last application, 20 Jan 22
Competitive based on relevant experience
Posted by:
Virginia Leung (HK) • Senior Talent Advisor
Posted by:
Virginia Leung (HK)
Senior Talent Advisor
A Top Tier Investment Bank is currently looking for a AVP Internal Audit to join their team in Hong Kong.

Work collaboratively with others across company, while developing strong client relationships which are independent and be seen as a respected voice.  Support delivery of Audit Plan.

 

Key Accountabilities:

•           Support the Audit Owner in scoping the audit where necessary.

•           Identify, assess & document risks and controls.

•           Complete testing.

•          Evaluate the design and operating effectiveness of controls & document this understanding in the audit toolkit.

•           Update the Audit Owner and audit team with progress and observations.

•           Write high quality audit observations and support the Audit Owner in writing the report.

•           Provide suggestions to management for actions to address control issues identified.

•          Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors.

•           Suggest practical ways of improving the work they do and apply where appropriate.

 

Stakeholder Management and Leadership

•           Build strong relationships and mutual trust with all colleagues

•           Build a respected and independent relationship with external colleagues and stakeholders

•          Discuss and agree the factual accuracy of audit observations with clients/Vice President/Director as appropriate.

 

Decision-making and Problem Solving

•          Take into account reputation at all times, through positive interactions and following policy and process.

•           Sets an example and supports fair and ethical behaviour in all colleagues.

 

Risk and Control Objective

•          Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

 

Requirements:

•           Experienced in auditing Markets, e.g. FICC and Equities businesses;

•           Good understanding of application controls and Data Analytical techniques;

•           Proven track record of high performance in previous roles;

•           Strong oral and written communication skills

•           Relevant professional qualifications, e.g. CIA, ACCA, CISA, is an advantage

•           Prior experience in Markets Audit

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