Internal Audit Manager – AVP or VP Level – Leading Global Brokerage and Investment Bank

  • Excellent for the right candidate
  • Hong Kong
  • Permanent, Full time
  • Cornerstone Global Partners
  • 25 Sep 17

My client a leading global brokerage and investment banking group which provides brokerage, corporate finance, capital markets and asset management services is looking to recruit an experienced Internal Auditor to join its team in Hong Kong.

The Internal Audit Manager will be responsible for planning, conducting and leading internal audit reviews of business/compliance/operations/finance areas documenting audit work, including walkthroughs and test work performed and drafting audit reports. The jobholder will provide day-to-day advisory on internal controls and procedures, new products, providing alerts on control issues, initiating and performing reviews of concerned areas as and when needs arise following up on prior audit issues raised, reviewing adequacy of steps taken by management to close audit issues.

The successful candidate will be a degree holder with sound audit skills and have more than 5 years’ work experience in an Internal Audit or Control role gained either in a financial institution or Big 4/accounting firm. Candidates with professional qualifications including CPA, CISA, CIA, IIA are preferred. Applicants will need to demonstrate a solid knowledge and understanding of products, particularly Equity and Debt Capital Markets as well as IT systems, security risks and an awareness of the regional regulatory landscape. Candidates will need to possess a good appreciation of controls, governance and business pragmatics and have solid interpersonal and communication skills.

If you have the relevant background and experience please send an up-to-date copy of your CV to mwhitman@cornerstoneglobalpartners.com. Successful candidates will be contacted for further discussion. If you are not contacted your details may be retained for discussion about opportunities in the future.