INVESTMENT COMPLIANCE PROFESSIONAL, ASSET MANAGEMENT INVESTMENT COMPLIANCE PROFESSIONAL, ASSET  …

Recruitment Intelligence Consultants Limited
in Hong Kong
Permanent, Full time
Last application, 25 Nov 21
competitive package
Recruitment Intelligence Consultants Limited
in Hong Kong
Permanent, Full time
Last application, 25 Nov 21
competitive package
An international asset management firm is looking for a high caliber candidate to join their Investment Compliance. The position is based in Hong Kong.
  • International Asset Management
  • Excellent Exposure

Our client is an international Asset Management with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high caliber to join them.

Responsible for implementing and executing AP investment compliance program for the company's investment and trading related activities in AP and is part of a global team that works in close collaboration with other regions on policies, monitoring, training and resolving issues related to the firm's investment and trading related activities.  Portfolio compliance monitoring, including coding of investment restrictions, pre-trade and post-trade monitoring based on the portfolio/regulatory guidelines/restrictions.  Perform monitoring of the investment and trading related activities in AP as identified in the investment advisory compliance surveillance program. Areas may include, but not limited to best execution, fair allocation, insider dealing etc. Provide advice to the investment personnel on investment guidelines matter as well as on investment and trading related regulations, policies and procedures. Handle the requests and enquiries from internal and external parties.  Implement and maintain global and regional policies related to investment and trading activities for AP offices.  Disclosure of interests monitoring and reporting. Liaise with the compliance teams in other offices regularly and on ad-hoc investment compliance issues or projects. Participate in compliance department and/or company projects.

To be considered, you will be a degree holder with a minimum of 3 years of compliance experiences with knowledge of the investment management industry. Knowledge in regulatory investment restrictions for UCITS, SFC and MPF funds is a plus. Willingness to learn and work hard. Good communication skills. Diligent and attention to detail, with strong analytical skills. Ability to take initiative, work under pressure, and meet deadlines. Experience in a multi-cultural work environment

Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk quoting reference eFC3300.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)

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