Hedge Fund - Senior Compliance Manager Hedge Fund - Senior Compliance Manager …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 18 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 18 Sep 21
Negotiable
A Hong Kong based hedge fund with USD 4 billion AUM is looking for a Senior Compliance Officer to lead the compliance team.

Job Responsibilities

  • Act as a Senior Compliance Manager and oversee the compliance for the firm;
  • Provide advice to investment team to ensure compliance with the relevant rules / regulations
  • Supervise all regulatory compliance functions of the firm and maintains relationships with SFC and the relevant regulators/industry associations;
  • Keep abreast of regulatory changes and conduct regular reviews on compliance and risk framework, policies, and procedure
  • Keep track of CPT requirements for Registered Officers
  • Participate in ad hoc compliance projects
  • Manage a junior compliance officer

Job Requirements

  • University graduate or equivalent degree preferred, ideally in business, accounting or law
  • Minimum 10 years of relevant work experience in the financial services industry in Compliance within hedge fund, prop trading or asset manager
  • In-depth knowledge of HK regulatory (SFC) and SEC
  • Fluent in Chinese and English

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