Head of retail risk and control Head of retail risk and control …

Talent Axis
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 28 May 20
Negotiable
Talent Axis
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 28 May 20
Negotiable
Our client, a well-established Bank in Hong Kong, is looking for a high-calibre candidate to join their team:

Responsibilities:

  • To lead a team to develop control framework over retail investment and insurance transactions of branch and online channels
  • To ensure selling activities are conducted in compliance with relevant regulatory requirements
  • To perform assessment and gap analysis to ensure proper control measures are in place to mitigate compliance risk associated with all channels
  • To handle enquiries from regulators
  • To conduct reviews on non-compliance cases and recommend measures and controls to prevent recurrence

Requirements:

  • University graduate
  • Preferable over 8 years' experience in banking sector with at least 5 years in managerial role covering the following:
  • At least 3 years' exposure in compliance, internal control or audit;
  • Good knowledge of regulatory requirements/codes/guidelines applicable to personal banking
  • Excellent analytical skills, interpersonal and communication skills
  • PC literate with good knowledge of MS office
  • Good command of both spoken and written English and Chinese

 

Interested candidates please forward your resume (in MS Word format) together with current and expected salary details by clicking the Apply Now button.

Close
Loading...