Head of Regulatory Compliance, Director - Corporate Bank Head of Regulatory Compliance, Director -  …

Randstad Hong Kong
in Hong Kong
Permanent, Full time
Last application, 17 Oct 21
HKD1200000 - HKD1700000 per annum + Bonus
Randstad Hong Kong
in Hong Kong
Permanent, Full time
Last application, 17 Oct 21
HKD1200000 - HKD1700000 per annum + Bonus
Head of Regulatory Compliance, Director - Corporate Bank

about the company

Our client is a leading Corporate & Investment Bank in HK.

about the team

  • You will lead a team of experience regulatory and general compliance managers
  • Dynamic working environment


about the job

  • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of corporate banking and treasury compliance
  • You wlll provide advisory & support on corporate banking compliance matters
  • You will provide advise on compliance training plan for the bank, manage overall licensing & notification the Bank
  • You will handle regulatory exams & surveys, incident management and such other tasks assigned from time to time
  • You will be the key compliance contact with major stakeholders
  • You will review customer communication materials/correspondence with regulatory bodies regarding banking compliance
  • You will liaise with the local regulators on compliance matters


skills & experiences required

  • University Degree in Accounting, Law or related disciplines
  • At least 10-15 years of relevant compliance experience in corporate banks, commercial banks or investment banks
  • Strong familiarity with the banking ordinance and rules, codes and guidelines issued by HKMA
  • In-depth understanding of regulatory framework and solid experience in dealings with regulators
  • Excellent leadership skills with ability to initiate, drive and manage changes
  • Strong presentation and communication skills in English and Chinese languages


To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk
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