Head of PB Compliance

  • $1.8-1.9mill base
  • Hong Kong
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 21 Jan 18 2018-01-21

This is an exciting opportunity with a boutique Private Bank, with solid and established compliance culture in placed. They are looking for Head of PB Compliance to come in and lead their Private Banking Compliance team, being an important part of the HK Compliance Team, focusing on their private banking business.

The Company

Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK.  As a part of their growing HK Compliance Team, they are now looking for seasoned, knowledgeable and driven compliance professional to specialize in their private banking business.  This person will be the Head of PB Compliance to handle all the regulatory compliance duties.

The Role

As the leader of the HK Private Banking Compliance Team, you will be reporting to the Group Head of Compliance, responsible for providing compliance advice to their private banking business, investment monitoring & surveillance, personal account dealing, licensing as well as heavily involved in compliance projects for the APAC region. 

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 8 years of compliance experience in a private banking compliance role.  You will possess excellent presentation and communication skills (Ability to read & write Chinese and English is a MUST), and an ability to deal with all levels of an organisation.