Head of Operations ( Top Tier Chinese Brokerage ) Head of Operations ( Top Tier Chinese Brokerage ) …

Anywhere Everywhere Six Degrees Link Limited
in Hong Kong
Permanent, Full time
Last application, 24 Sep 20
Open Budget
Anywhere Everywhere Six Degrees Link Limited
in Hong Kong
Permanent, Full time
Last application, 24 Sep 20
Open Budget
Our client is a top tier Chinese Brokerage.

Responsibilities :

  • Lead and supervise the Operations & Settlement team to carry out the daily operations functions including business functions from operations perspective including Equities, Fixed income, Futures/options, OTC derivatives, Commodities, etc.
  • Design and implement business strategies, plans and procedures
  • Ensure procedures comply with regulatory ( SFC ) requirements.
  • Manage and monitor operations team’s daily operations, including payment, settlement, data setup, confirmation, corporate actions, IPO and placement etc.
  • Participate in expansion activities (investments, acquisitions, corporate alliances etc.)
  • Manage relationships with partners/vendors


Requirements :

  • Degree holder in finance, Business Administration or related degree
  • Over 10 years of operations experience including minimum 6 years at the managerial level from well-established securities firms/investment banks ;
  • Good Product knowledge on Equities, Fixed income, Futures and options, OTC Derivatives, OTC Commodities
  • Familiar with SFC regulatory requirements and compliance best practices
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