Head of Operation Head of Operation …

Ruike Consultancy Asia Limited
in Hong Kong
Permanent, Full time
Last application, 03 Dec 20
Negotiable
Ruike Consultancy Asia Limited
in Hong Kong
Permanent, Full time
Last application, 03 Dec 20
Negotiable
The client is one of the famous Chinese SOE background securities firms in Hong Kong.

Responsibilities: 

1. Familiar personal, corporate and institutional customers’ account opening procedures and related due diligence work (KYC and CDD); 

2. Lead daily work projects, For example, AML regular review, budget report (FATCA and CRS) and account suspension review;

3. View and update the account opening form, customer account opening process;

4. Simplify and automate the existing operation process, such as account opening, change information, account maintenance, etc.;

5. Cooperate with sales staff, work closely with other operational departments to solve the daily problems of customer account opening and customer service.

Requirements: 

1. Degree Holder with at least 5 years of experience in the securities market; 

2. Understand relevant regulatory requirements and securities operations; 

3. Candidates with SFC RO 1/2/4 licensed will be a plus; 

4. Proficient in Mandarin, Cantonese and English. 

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