Head of Legal and Compliance - Hedge Fund Head of Legal and Compliance - Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 14 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 14 Sep 21
Negotiable
Our client is one of the top global private equity firm who is looking for a senior legal and compliance director to oversee their hedge fund business.

Job Responsibilities

  • Review investments and trades for compliance issues
  • Provide compliance training's and communicate with employees on compliance procedures and policies
  • Evaluate adequacy and effectiveness of the hedge fund's compliance program
  • Provide regulatory risk management advice and support, including drafting and submission of regulatory filings (Form ADVs, Section 13 filings, SFC short position filings)
  • Review and maintenance of policies and procedures, controls, and policy exceptions
  • Review of NDAs and vendor contracts
  • Review of CIAs, and assistance in IPO subscription legal processes and waiver applications to the HK SFC

Job Requirements

  • Bachelor degree of law
  • Over 12+ years of legal and compliance experience in asset manager or hedge fund
  • Hong Kong qualified lawyer
  • Ability to advise senior investment and business professionals
  • Knowledge of trade/investment compliance, HK IPO issues, insider trading issues, fiduciary duty concepts, anti-money laundering and know-your-customer rules
  • Excellent analytical skills
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