Head of Legal & Compliance, Financial Service

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 18 Oct 18

Head of Legal & Compliance, Financial Service

Our client is a financial institution with strong Asia presence. They are currently looking for a Head of Legal & Compliance to join their compliance department.


  • Monitor firm's compliance, AML control and CDD system with internal policies, applicable banking laws, regulations and guidelines.
  • Liaise with business units and external lawyers on any compliance and legal related matters
  • Review and approval of legal documents , marketing materials and provide necessary recommendations
  • Liaise with relevant regulatory authorities on legal & compliance issues
  • Report directly to CEO of the company whilst working closely with other colleagues in the team

  • Bachelor Degree in Business / Commerce / Law or related discipline
  • Minimum 15 years experiences in compliance in financial service
  • Strong communication and presentation skills
  • Excellent command of written and spoken English and Chinese