Head of Legal, FinTech/Real Estate Sector, Solicitor Required Head of Legal, FinTech/Real Estate Sector,  …

Non-disclosed
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Open for discussion
Non-disclosed
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Open for discussion
Senior in-house legal role in a securities house licensed with SFC type 1, 4, 9 wholly-owned by a HK real estate conglomerate. The incumbent is required to be a HK solicitor in FinTech/real estate sector.

Senior in-house legal role in a securities house licensed with SFC type 1, 4, 9 wholly-owned by a HK real estate conglomerate. Title is presumably Head of Legal, internal grade is commensurate with seniority. The location is Central.

 

Responsibilities

 

Lead to establish company's risk management, compliance and legal infrastructure

Supervising operational risk management as regulated by SFC

Participate in investment due diligence, produce risk assessment report and review relevant investment documents

Identify and assess compliance risk of specific investment products

Assess, revise and record company's regular documents, contracts and agreements

Identify and report inside breaches of the law and regulations, participate in investigations and draft sanction decisions

Take part in other legal consulting or training

 

Expectation

 

Law or financial degree, fund practice qualification or SFC type 1/4/6/9 qualification is preferred

Sound experience in financial industry compliance & legal work & risk management or in independent law firms, Hong Kong bar is a must

People management experience

Familiar with due diligence of investment & fundraising business

Integrity, honesty and pressure endurance

Sound spoken & written English & Chinese

 

Interested candidate please feel free to reach Jessiema@careerintlinc.com, WhatsApp - 86 153 2129 1149, or WeChat - m826947376 to learn more.

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