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Randstad Hong Kong

Head of Compliance, HK - Corporate Bank / Private Bank

Randstad Hong Kong
Hong Kong
Posted 3 days ago In-Office Permanent HKD1600000 - HKD2000000 per annum + Bonus
Our client is an international Corporate Bank with an expanding PWM business.

about the company

Our client is an international Corporate Bank with an expanding PWM business.

about the team

  • You will lead the HK regulatory, compliance advisory and AML team
  • International working environment
  • Friendly culture

about the job

  • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures
  • You will provide advisory support on compliance matters relating to general compliance, corporate banking and PWM products and services
  • Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes
  • Review customer communication materials/correspondence with regulatory bodies
  • Ensure that all the necessary general compliance related documentation is properly maintained and updated
  • Provide training on general compliance and promote compliance awareness among the associates
  • Liaise with the local regulators on compliance matters

skills & experiences required

  • Bachelor's degree in Finance, Economics or Law or above with professional qualification preferred
  • At least 10-15+ years of relevant regulatory / general compliance experience in corporate banking and/or private banking / private wealth management / PWM
  • Good people management and leadership experience
  • Strong experience in dealing with the HKMA and the SFC
  • Experience in successfully communicating with and influencing their peers and management
  • Strong written and oral communication skills (e.g. report writing)
  • Good command in written and spoken English, Cantonese and Mandarin languages

To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:

Job ID  91M0174437
Hong Kong
100 Employees HR & Recruitment
Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong SAR, China, Australia and New ...
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