Head of Compliance (Foriegn Buyside firm - Top tier) Head of Compliance (Foriegn Buyside firm - Top  …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 07 Dec 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 07 Dec 21
Negotiable
Our foreign asset management client is looking for a head of compliance with multiple years of experience in legal and compliance field

Job Responsibilities:

  • Develop, monitor and review compliance management system to ensure proper keeping of all legal documents and operation compliance.
  • Formulate, review and update company compliance policy, guideline and procedure manual to ensure compliance of regulatory requirements.
  • Prepare training materials and carry out internal compliance training for different departments.
  • Communicate with various business units and provide compliance advices and recommendations on daily operations.
  • Perform ad-hoc tasks and projects as assigned.

Requirements:

  • Bachelor degree or above in Business Administration, Finance, Accounting, Law, or related discipline.
  • Minimum 10 years relevant experience in compliance management or internal control in banking or financial sectors.
  • Sound knowledge of relevant laws and regulations pertinent to banks, financial service or information technology industry.
  • Familiar with operating rules, regulatory requirements, procedures and guidelines of financial service or banking industry.
  • Able to work independently with high efficiency.
  • Good in analytical, interpersonal, communication, problem-solving skills and able to work under pressure.
  • Good command of spoken and written English and Chinese.
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