• Permanent, Full time
  • Randstad Hong Kong
  • 20 Apr 19

Head of Compliance - Corporate Bank

  • Hong Kong
  • Competitive
  • Full time

Head of Compliance - Corporate Bank

job description

about the company

Our client is a well-known corporate bank with strong presence in the region.

about the job
  • You will lead the Legal & Compliance Team
  • Monitor and implement policies and procedures designed by business unit
  • Take proper remedial actions, addressing the gaps
  • Provide advisory on operational risks, compliance, AML and fraud risk control to management/frontline
  • Formulate and update AML/CTF policies and procedures
  • Review Enhanced Due Diligence (EDD) cases and KYC documents
  • Formulate management and controls related policies and procedures on operational risk, compliance risk, reputation risk, anti-money laundering and fraud risk perspective

skills & experiences required
  • University degree holder in legal, finance or accounting
  • At least 10 to 12 years of relevant compliance experience gained from banks
  • Familiar with rules and regulations related to banking and financial institutions
  • Solid banking compliance experience with strong sense of banking internal control frameworks
  • Experience in interacting with regulators like HKMA and SFC
  • Fluency in English, Cantonese & Mandarin and excellent written skills in Chinese and English
  • Strong leadership, interpersonal and people management skills

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

regulatory compliance, head of compliance, corporate bank, general compliance, AML, legal

Legal or ACAMS qualification - ideal

educational requirements
Bachelor Degree