Head of Client Services (RO) - leading digital asset management firm Head of Client Services (RO) - leading digital  …

Achievers Recruitment Limited
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
Competitive
Achievers Recruitment Limited
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
Competitive
Our client is a fast growth leading digital asset management firm in Asia. To cop with their expansion plan this year, they are currently looking for a Head of Client Services (RO) to join their HK office.

Responsibilities:

  • Act as a Responsible Officer (RO) to supervise SFC Type 1 & 4 & 9 regulated activities, and ensure all regulatory & reporting requirements are fulfilled with local regulatory bodies;
  • Lead a small team of client services professionals and building industry leading processes and internal controls;
  • Work closely with product team and sales team including new clients (institutional investors and HNWI) and fund onboarding, investor reporting and client / fund related regulatory reporting (including FATCA and CRS reporting);
  • Work closely with the COO & Chief Compliance Officer to build up internal standards and create operational processes and policies around investor onboarding, professional investor assessment, KYC procedures, etc.
  • Attending to investor operational due diligence requests, including maintaining firm and product presentations, DDQs, brochures, etc.
  • Drive fund and product corporate actions, including PPM updates, investor notices, etc.
  • Interfacing with manager and fund service providers, including the administrator, custodian, transfer agent, etc.

Requirements:

  • Degree holder in Business, Legal, Finance or related major with minimum 5 years’ of relevant working experience of client servicing experience, with at least 2 years’ gained in a managerial buy-side role;
  • Sound knowledge of local regulations and guidelines of relevant regulatory authorities and risk management control;
  • SFC Responsible Officer registration is required;
  • Strong passion in blockchain or crypto is definitely an advantage;
  • A good team player, self-motivated, strong sense of ethics, responsibility and discipline with good interpersonal skills;
  • Good command of written and spoken English, Mandarin and Cantonese.
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