• Competitive
  • Hong Kong
  • Permanent, Full time
  • Citi
  • 20 Jan 18

HK - O&T - Risk & Control Officer

HK - O&T - Risk & Control Officer

  • Primary Location: HK,Hong Kong,Hong Kong
  • Education: Bachelor's Degree
  • Job Function: Operations
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: Yes, 10 % of the Time
  • Job ID: 17070757


O&T Risk and Control (OTRC) Team proactively supports O&T in managing and mitigating operational risks, executing risk and control responsibilities for O&T franchise as First Line of Defense. OTRC Team also oversees enterprise-wide risk and control functions including MCA coordination, Third Party Management, country CoB and Information Security.
Job Responsibilities
  • Perform operational loss capturing: prepare regular reporting to internal departments including Compliance, Operational Risk Management (ORM), Finance and Risk Operations (FRO). Ensure accuracy with data quality standard
  • Perform gap analysis on global and regional policies. Support the implementation at country level and communicate to stakeholders for the change
  • Manage Balance Sheet control activities. Perform centralized and independent control review on internal accounts and general ledgers; identify any red flag and issues for escalation
  • Coordinate Manager's Control Assessment (MCA) testing and Annual Risk Assessment (ARA) at segment and country level. Gather and analyze result, prepare and present concise reports to senior management. Follow up on MCA Effectiveness Heatmap and Data Quality Defects with respective MCA entity unit before closure on quarterly assessment
  • Act as country coordinator and administrator for Digital Control Function Checklist (eDCFC); escalate any issues between country and regional; review outstanding and monitor result; perform investigation on any exception items and compile quarterly review for CBM sign off


  • University graduate with at least 5 years of banking experience
  • Preferable work in risk or control area
  • Strong analytical mind with problem solving skill. Attention to detail with focus on accuracy
  • Excellent team player and able to interact with different partners across all business
  • Good communication in both oral and written English
  • Excellent presentation skill includes preparation of material and  to facilitate discussion in senior management meeting