Our client is an international asset management firm with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber candidate to join them.
Leading a small team of legal and compliance professionals to provide legal and compliance advice and oversight on all legal, regulatory and compliance matters relating to the pension business. Provide legal and regulatory advices on retirement business. Act as the Anti Money-Laundering Reporting Officer, assisting in all communications with Hong Kong’s Joint Financial Intelligence Unit and the Monetary Authority of Macau. Provide day-to-day legal and compliance support and advice including anti-money laundering and anti-terrorist financing, tax compliance, anti-fraud, sanctions, privacy and retirement. Monitor any relevant legal and regulatory developments, initiatives or requirements, conduct gap analyses of existing policies and procedures and ensure timely implementation of any required enhancements or changes, including consultation on draft regulations with regulators, industry associations and peer organizations. Ensure the continuous implementation and effectiveness of the legal and compliance framework, including the review and preparation of policies, guidelines and procedures. Review marketing materials, including product brochures, video scripts, press releases and advertisements. Draft and conduct legal and compliance review agreements, scheme documentations such as trust deeds, scheme brochures, and other fund related materials. Conduct compliance testing in conjunction with the Global Compliance Testing team. Handle enquiries and investigations by the relevant regulators such as the Hong Kong MPFA, SFC or AMCM and provide legal and regulatory advices to business unit. Act as the company legal adviser to coordinate requests from law enforcement agencies. Maintain effective communication with regulators, business counterparts, external consultants and business and operation units.
To be considered, you should be a degree holder with a minimun of 12 years of relevant experience working in the legal and compliance field in the insurance, retirement industry or financial services sector. Legal Background preferred. Profound knowledge of MPF and ORSO products and regulatory requirements is essential. Excellent communication, negotiation and presentation skills in both written and spoken English and Chinese. Proactive and attentive to details.
Interested applicants should send a detailed resume to Michelle Ho by email to email@example.com quoting reference eFC3222.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)