GM- Department Head, Surveillance, Monitoring and Testing GM- Department Head, Surveillance, Monitoring and  …

Michael Page
in Hong Kong
Permanent, Full time
Last application, 11 May 21
Negotiable
Michael Page
in Hong Kong
Permanent, Full time
Last application, 11 May 21
Negotiable
Key role in the implementation of the APAC Compliance Monitoring Program of the Bank. Standalone role offering exciting career progression opportunities as well as the chance to grow your own team over time.

Reputable Investment Bank.

工作内容

This is a standalone position focusing on

  • Communications surveillance and periodic testing of key business Compliance controls across the region
  • Thematic testing of key regulatory risks to the firm across the region
  • Develop and enhance the compliance monitoring framework program for the The Firm Asia businesses.
  • Undertake Control Assurance Testing on the controls which the Compliance department owns, and produce reports, recommendations, and suggested remediation actions as required.

理想的求职者

The ideal candidate will have

  • At least 5 years (for AVP) or 8 years (VP level) of relevant experience, ideally in multiple key APAC markets
  • First-hand communications and trade surveillance experience, across Fixed Income, FX, and Rates products.
  • An excellent understanding of information walls, and key conflicts of interest in Capital Markets Environments.
  • Flawless English language ability as a mandatory requirement. Applicants with fluency in other Asian languages will be preferred.

福利待遇

Key role in the implementation of the APAC Compliance Monitoring Program of the Bank. Standalone role offering exciting career progression opportunities as well as the chance to grow your own team over time.

To apply online please click the Apply button below. For a confidential discussion about this role please contact Marta Verderosa on +852 2848 4794

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