Fixed Income Division Business Unit Risk Manager, Associate / VP, Hong Kong Fixed Income Division Business Unit Risk Manager,  …

Morgan Stanley
in Hong Kong
Permanent, Full time
Last application, 28 Feb 21
Competitive
Morgan Stanley
in Hong Kong
Permanent, Full time
Last application, 28 Feb 21
Competitive
Fixed Income Division Business Unit Risk Manager, Associate / VP, Hong Kong

Fixed Income Division Business Unit Risk Manager Role (Senior Associate or Vice President)

The Fixed Income Division (“FID”) Business Unit Risk Management (BURM) team is looking for a Senior Associate or Vice President level candidate to support daily risk management functions. Risk management themes include; Operational Risk, Conduct Risk, Regulatory Risk, Technology Risk and Client Risk. BURM is considered the ‘First Line of Defense’ and the role therefore requires close collaboration with stakeholders across a wide range of teams from Front Office to Infrastructure Groups, and of varying seniority.

The team member will support core activities including but are not limited to; live trade approvals, new business initiatives, reviewing operational risk incidents, client governance issues and coordinating regulatory projects that impact the division.

Daily or regular tasks related to the risk management function include but are not limited to:
  • Managing operational risk incidents / queries
  • Managing live trade approvals (e.g. third party payments, non-standard settlement reviews, operational overrides, etc.)
  • Participating in the new client review process
  • Ensuring a standardized and consistent approach for the Division to adhere to risk management policies and procedures
  • Helping to facilitate escalations related to client governance issues such as delinquent KYC updates or negative news
  • Monitoring various risk management reports & controls

    Other project related tasks that will be managed on a longer term basis include but are not limited to:
  • Helping to review and coordinate new business initiatives with Infrastructure Groups for FID
  • Helping to manage projects related to regulatory changes
  • Helping to coordinate FID responses to regulatory questions or inspections
  • Helping to develop and design new processes & controls
  • Performing the periodic Risk and Control Self-Assessment (RCSA) program review
  • Coordinating the Business Continuity strategy for the division
  • Supporting regulatory enquiries, internal audits and compliance testing across the Asia region


Qualifications:


Skills Required:
  • Technical FID product knowledge (in particular Credit, FX, Rates & Commodities products)
  • Minimum 6 years of working experience in banks or financial institutions
  • Be able to work in a fast-paced environment and make sound judgment calls
  • Be able to find balance between commerciality and prudent risk management
  • Ability to interact with stakeholders of varying seniority in different groups
  • Strong project management skills
  • Highly self-motivated, with a desire to help improve processes and work together in a team
  • Solid working knowledge of Microsoft Office

    Preferable Skills:
  • Additional language skills (Mandarin and/or Cantonese are a strong plus)
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