Finance Assurance (Product Control) Manager - Global Finance Finance Assurance (Product Control) Manager -  …

in Hong Kong
Permanent, Full time
Be the first to apply
Not Specified
in Hong Kong
Permanent, Full time
Be the first to apply
Not Specified
Finance Assurance (Product Control) Manager - Global Finance

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC.  As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey.  If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

Some careers grow faster than others.

If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Global Finance is integral to HSBC’s purpose and strategy, playing a valued role in managing costs and deploying capital in the most effective way. Our global team of finance professionals partner with the business to provide trusted insights and forward looking analysis; accuracy; efficiency and control to frame and influence business decisions.

We are currently seeking a high calibre professional to join our team as a Finance Assurance (Product Control) Manager - Global Finance.

Principal Responsibilities

  • The role encompasses managing the Finance Assurance activities across HSBC supporting the HBAP Assurance (Product Contol) Lead, Regional Head of Asia Financial Reporting Risk and Global Head of Finance Assurance
  • Exposure to the Finance BAU processes supported within HSBC Global Banking and Markets
  • Providing a platform to broadening and strengthen their knowledge of both business and finance processes and activities
  • Working with a Global team to address thematic and group wide assurance issues
  • Perform reviews on Finance processes, with emphasis on Product Control, in accordance with the relevant Policies and frameworks, including Non-Financial (Operational) Risk and SOX
  • Prepare and present an Assurance report detailing key findings to Finance senior management both locally and as required to the Global Finance management team
  • Identify remediation actions for control weaknesses identified during the review, collaborating where required with the 1LOD, and agree these with the line controllers. Where possible assist with planning remediation actions
  • Follow up with line controllers to ensure agreed actions are completed within committed timelines
  • Identify emerging operational risk themes and use these inputs to modify the Assurance control testing approach
  • Liaise with other internal control functions in particular Operational Risk as well as the business
  • As this is a senior role provide support to other team members across Finance Assurance as and when required
  • Assisting with the annual Control Monitoring Assurance (CMA) Planning and coordination of the execution of the Assurance testing plan with the other designated Assurance functions
  • Providing input and commentary to the CFO Risk Meeting as and when required
  • Support the Finance Risk Steward during their challenge and review of the Risk & Control Assessment (RCA) profile


  • Qualifications: Degree, Finance qualified (ACA, CIMA, ACCA, or similar)
  • Extensive years post qualification experience in a role involving the monitoring or operation of internal controls in banking together with an understanding of end-to-end financial reporting processes
  • Experience within a Product Control or Internal Audit function would be an advantage
  • Knowledge of the regulatory environment in the financial services sector.
  • Understanding of the key elements of both Non-Financial Risk and Sox Framework
  • Understanding of HSBC’s activities, products, processes and systems within Global Banking and Markets would be an advantage
  • A working knowledge of derivatives products and valuation methodologies would be a strong advantage
  • Must be able to take ownership of key responsibilities, be a problem solver, query beyond the obvious and above all possess common sense
  • Self-starter and goal-oriented, the ideal candidate needs to be able to work independently, while supported within the larger team, and drive the completion of multiple requirements within set deadlines
  • Ability to provide structure and solution to problematic areas, to challenge information presented, providing reasoned explanation to ensure that agreement is reached by both parties
  • Strong oral and business writing skills being able to convey issues identified during reviews in an understandable manner to management and relevant control forums
  • Good people skills and ability to work effectively

You’ll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

Company Overview

HSBC is one of the world’s largest banking and financial services organisations. Our global businesses serve more than 40 million customers worldwide through three global businesses: Wealth and Personal Banking, Commercial Banking, Global Banking & Markets. Our network covers 64 countries and territories in Europe, Asia, the Middle East and Africa, North America and Latin America.

We aim to be where the growth is, connecting customers to opportunities, enabling businesses to thrive and economies to prosper, and ultimately helping people to fulfil their hopes and realise their ambitions.

Whether you are looking for a first job or taking the next step in your career, we offer many ways for you to achieve your ambitions. Come and work with us and you'll have opportunities to build connections with colleagues and customers worldwide and help build the bank for the future.

HSBC logo
More Jobs Like This
See more jobs