Equities Compliance Director, $1.5-1.8m per annum.

  • HKD$1.5-1.8m per annum
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 16 Apr 18 2018-04-16

Exciting opportunity to work in a senior regulatory compliance advisory role with a world class financial services organization.

The Company

Our client is a Global Banking Group, with strong presences in Asia. The firm is renowned for providing excellent career opportunities and with a solid compliance structure in place. As part of a growing compliance team, they are now looking for an energetic, passionate and intelligent compliance professional to support the banks’ compliance function.

The Role

As a part of their Compliance Team, you will be reporting to the Head of Global Markets Compliance, responsible for developing and enhancing their existing compliance policies and procedures, managing stakeholder relationships, on-going compliance review, analysing potential impact of regulatory trends and impacts, and other ad hoc responsibililes. 

Your Profile

The successful candidate will be a degree holder in Law, Finance or Accounting, with a professional qualification is highly preferable. You will have at least 8-10 years of compliance experience in a banking environment, ideally with a background in equities compliance. You should be strong in stakeholder management and project management skills.  You will possess excellent presentation and communication skills (Fluent English is a MUST) and an ability to deal with all levels of the organisation.