Director, HK IPO Sponsor Principal Director, HK IPO Sponsor Principal …

Citi
in Hong Kong
Permanent, Full time
Last application, 05 Dec 21
Competitive
Citi
in Hong Kong
Permanent, Full time
Last application, 05 Dec 21
Competitive
Citi
Director, HK IPO Sponsor Principal
The Banker will be a Responsible Officer for CGMAL and an existing SFC licensed Sponsor Principal for supervising HK IPO transactions.

Responsibilities:
  • Supervising the transaction team for HK IPO transactions in compliance with the SFC Code of Conduct
  • Identify and anticipate all types of risks (e.g. industry, portfolio, diversification, sovereign, commercial, currency, etc.)
  • Serve as a mentor to junior Bankers, execute staffing models that support business needs and career trajectories for junior staff
  • Build client relationships by providing sophisticated financial solutions tailored to the clients' needs and acting as a content provider on market trends
  • Serve as the expert on regulatory, financial and complex strategic issues relating to corporate finance transactions
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:

  • 15+ years of relevant experience
  • Experience in people management
  • Bachelor's degree in Finance or closely related areas of Business Administration preferred
  • Master's degree in Business Administration preferred
  • Experience working in an investment banking institution(s)
  • Consistently demonstrates clear and concise written and verbal communication
  • Demonstrated ability to remain unbiased in a diverse working environment
  • Series 79 and 63 licenses
Education:

  • Bachelor's degree/University degree or equivalent experience
  • Master's degree preferred


Job Family Group:
Institutional Banking
Job Family:
Investment Banking
Time Type:

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