A top tier Chinese investment bank is now hiring a Director of Business Compliance.
- Responsible for business advisory in Private Wealth Management ("PWM") and Retail & Fintech ("R&F") businesses.
- Provide PWM and R&F advice on transaction and business activities.
- Review the R&F's online selling and distribution platforms to cover new risk priorities
- Conduct staff training with a focus on PWM and R&F business
- University degree or above in Finance, Law, Economics and related majors
- 10 years working experience in Private Banking/ Retail Banking compliance.
- Familiar with Compliance laws, rules, regulations , risks and typologies
- Excellent skill in spoken and written English and Chinese. Mandarin would be an added advantage