Director, Business Compliance - Virtual Banking Director, Business Compliance - Virtual Banking …

Standard Chartered Bank
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Standard Chartered Bank
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Standard Chartered Bank
Director, Business Compliance - Virtual Banking
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.


As one of the biggest banks in market, we are rapidly expanding by growing a new virtual banking business in Hong Kong. We see ourselves as a fast growing start-up company where you will enjoy autonomy and teamwork at the same time, solving new and exciting problems in a nimble and agile way. Join us and be part of history making for future banking experience!



What you will do:
  • To advise the designated business and/or support units about all applicable laws and regulations, and assist them to establish appropriate policies, manuals and procedures for their operations with due regard to all applicable Group requirements and regulatory requirements
  • To ensure that products and services offered by the Bank, marketing materials and the relevant operational processes are in compliance with the Group requirements and local regulatory requirements
  • To provide advisory services to VB and/or support units on all relevant compliance issues and to liaise with regulators
  • To review the advertising and marketing materials, new product initiatives, and obtain regulators' approval as required
  • To handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries
  • T o review and advise on customer complaints and liaise with regulators as necessary
  • Ensure prompt escalation of regulatory issues to management
  • Interact with Financial Crime Compliance department on filing of Suspicious Transaction Reports relating to suspected market misconduct activity by Retail Banking clients.

Who we expect:
  • Thorough knowledge of laws and regulations applicable to banks, in particular those relating to the consumer banking business
  • Effective communications skills (written and spoken)
  • Strong analytical skills
  • Team player, ability to work in a team environment with different cultures
  • Willing to stand and work in ambiguity and fast-changing environment
  • Ability to work under pressure
  • Exemplary integrity, ethics, independence and resilience.


Apply now to join the Bank for those with big career ambitions.
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