Deputy Manager, Asia-Pacific Business Department Deputy Manager, Asia-Pacific Business Department …

Industrial and Commercial Bank of China (Asia) Limited
in Hong Kong
Permanent, Full time
Last application, 21 Jan 22
Competitive
Industrial and Commercial Bank of China (Asia) Limited
in Hong Kong
Permanent, Full time
Last application, 21 Jan 22
Competitive
Deputy Manager, Asia-Pacific Business Department
Job Responsibilities
  • Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
  • Perform/review the risk assessment of new and existing customers
  • Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectiveness and efficiency of the remediation implemented
  • Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures
  • Perform gap analysis to fulfill regulatory requirements, formulate and improve the department's operation manual and operating procedures
  • Timely report non-compliance risk incidents to the Compliance and Legal Department of the Bank
  • Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
  • Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments' business activities and operation processes
  • Organize and provide training, guidance and operation procedures to the Department
  • Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department


Job Requirements
  • University graduate
  • 5 years or more of corporate banking or legal and compliance department experience
  • Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
  • Relevant Individuals of RA Type 1 and 4 is highly preferred
  • A good command of written and spoken English, Cantonese and Mandarin
  • Familiar with corporate banking's operation procedures and customer due diligence is preferred


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