Deputy Head of Compliance, ED - Commercial & Corporate Bank Deputy Head of Compliance, ED - Commercial &  …

Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Randstad Hong Kong
Deputy Head of Compliance, ED - Commercial & Corporate Bank
job description

about the company

Our client is an expanding Commercial and Corporate Banking Group in the region.

about the team

  • Leadership role
  • You are expected to provide strong leadership for General Compliance, Advisory and AML/FCC departments

about the job

  • Ensure due compliance with the applicable regulatory requirements of various competent authorities in order to mitigate the potential risk and losses of the Bank group
  • Develop, implement and enforce an updated, adequate, consistent and pragmatic compliance framework (including Policies and Procedures) within the Bank group to conform to the applicable laws, rules and regulations
  • Formulate effective reporting procedures with them to ensure that business is conducted in accordance with all relevant regulatory and internal requirements
  • Review, recommend, compile and enforce policies and procedures for compliance with any applicable new laws, rules and other regulatory requirements
  • Plan and implement compliance-related projects within the Bank in coordination with other relevant department/units
  • Formulate periodic review and monitoring programs within the Bank to ensure risk-based reviews are effectively carried out in the Bank
  • Stay informed of developments in the area of banking compliance and keep the Board of Directors and/or senior management informed of the same
  • Advise management of problem situations detected, request appropriate responses, recommend corrective actions and ensure enforcement
  • Create, nurture and promote a compliance culture within the Bank to heighten the compliance awareness and standard by conducting recurring training programs on the updates of laws, rules and other regulatory requirements

skills & experiences required

  • Degree holder in Law, Accounting or related disciplines
  • At least 12-15 years of relevant legal and/ compliance experience with at least 8 years in senior management positions in sizable financial institutions and/ or regulatory bodies
  • In-depth knowledge in laws, rules and other regulatory requirements related to banking and financial institutions
  • Good relationship with regulators and understanding of their expectation and the prevailing market practices on banking compliance
  • Strong presentation and communication skills in fluent English and Chinese languages

To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:

head of compliance, regulatory compliance, general compliance, HKMA, SFC, corporate bank, commercial bank, retail bank

CPA or legal Qualification - ideal but not a must

Deputy Head of Compliance, ED - Commercial & Corporate Bank

educational requirements
Bachelor Degree

Company Overview

With over 25 years’ local market experience, Randstad offers specialist permanent and contract recruitment as well as HR solutions across a range of skills, disciplines and industry sectors. 

Randstad was founded in the Netherlands in 1960 and has more than 20 years of market experience in Singapore, with Asia Pacific operations in Australia, China, Hong Kong SAR, India, Japan, Malaysia, New Zealand and Singapore. Our team of local experts deliver a full suite of specialist permanent and contract recruitment services as well as insights-driven HR solutions to leading companies in the region.

We know from our heritage and experiences that real connections are not made from data and algorithm - they require empathy, intuition and instinct. It is here at this intersection between technology and humanity that we redefine the way we connect with our clients, candidates and partners - to deliver a true human experience.

Through the power of HR technology and the passion of our people, we help candidates realise their true potential and enable employers to sustain their success through strategic HR solutions across accounting & finance, banking and financial services, corporate & secretarial support, construction & property, engineering and manufacturing, supply chain & logistics, human resources, information technology, life sciences as well as sales, marketing & communications.