Dealer, Retail - Client Execution

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Huatai Financial Holdings (Hong Kong) Limited
  • 24 Jan 18 2018-01-24

Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“Huatai Securities”). Huatai Securities is one of the first groups of securities firms established in China approved by China Securities Regulatory Commission and the People’s Bank of China. Since 2010, Huatai Securities has over 6 million brokerage clients and almost CNY one trillion of custody assets. We are currently looking for a high calibre professional to join our team as a Dealer in Retail - Client Execution.

Job Responsibilities:

  • Execute securities, futures and bonds transactions in both local and global markets
  • Facilitate daily dealing operation and prepare relevant documentation within the dealing team
  • Source market information, stock news, commodities information and research materials for clients
  • Provide customer services, related tasks support to clients
  • Follow up settlement issues on trades with third party brokers and back office
  • Margin risk monitoring and control
  • Other ad hoc assignment assigned by supervisor


  • Bachelor degree holder in Economic, Finance, Accounting or other related disciplines or equivalent
  • With 2-3 years’ experience in trade execution and processing in US market and Europe markets
  • HKSFC Type 1 & Type 2 License Holder
  • Good knowledge in the US market and Asian market will be an advantage
  • Self-motivated and able to work under pressure
  • Proficiency in both spoken and written English and Chinese, Putonghua
  • Sound knowledge in MS Office and Dealing Terminal;
  • Required to work on shift (including night shift)