Customer Due Diligence Manager

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • ConnectedGroup Limited
  • 19 Oct 18

Our client, a leading alternative asset and corporate administration services provider, is seeking a manager to lead a small team. This role will be the first contact to deal with clients and investors on onboarding process which in line with relevant AML regulations and Group policy.


Responsibilities:



  • Manage the on-boarding process of new customers and new investors in accordance with relevant AML regulations and Group policy
  • Responsible for the collection and review of due diligence (including subsequent periodic review) and tax information for customers, clients and investors to ensure compliance with relevant AML regulations and Group policy
  • Review of subscription documents to ensure information contained is accurate and proportionate to the level of due diligence required
  • Work in conjunction with the Group Compliance to ensure compliance with internal policies and procedures
  • Communication with key internal and external stakeholders in regards to the due diligence process and AML related issues
  • Manage compliance related operational projects as required




Requirements:


  • University education in business administration, banking or finance-related discipline
  • Minimum 8 years relevant experiences in Client onboarding, KYC related duties with hedge fund, private equity, asset management or related sectors exposure
  • Specialist experience in Customer Due Diligence (CDD/KYC) and AML guidelines
  • Knowledge and experience in alternative asset and corporate administration services
  • Motivated and driven with an ability to work under pressure to tight deadlines
  • A keen awareness of risk issues in the context of fiduciary responsibilities
  • Ability to communicate, engage and build relationships across the organization and externally
  • Proficiency in both English, Chinese & Mandarin
  • Potential candidates with less experience will be considered as the administrator level




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