Control Room Associate Control Room Associate …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 30 Jul 21
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 30 Jul 21
Competitive
Control Room Associate
A well established bank-backed asset management firm is looking for a associate/senior associate control room compliance professional

Job responsibilities:
  • Support control room and buyside business compliance function, including regular compliance review, conflict/independence checks, research clearance, policies and procedures review, internal company secretary works, etc other general compliance tasks
  • Assist ad-hoc tasks that may be assigned from time to time, e.g. support other team on AML review
  • Provide training to internal staff on updated compliance rules and regulations
Job requirements:
  • Bachelor degree in Law, Business or a related discipline
  • 3+ years of experience in asset management business or control room functions
  • Good understanding of asset management business operation and processes
  • Profient communication and written skills in English and Chinese (Mandarin)
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