Compliance & Control, Team head Compliance & Control, Team head …

KOS International
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
Negotiable
KOS International
in Hong Kong
Permanent, Full time
Last application, 20 Sep 21
Negotiable
About Our Client Our client is a retail bank looking for a team head to join their compliance team.

About Our Client

Our client is a retail bank looking for a team head to join their compliance team.

About The Role

  • Develop business and operational guidelines in consultation with various retail banking business, frontline departments, branches or other divisions
  • Assist to set up monitoring framework to ensure quality of operational and internal control is maintained at Group's recognized standard
  • Conduct compliance review and assurance checking
  • Ensure retail banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies
  • Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation
  • Review the compliance & control and identify areas for improvement
  • Assist in the development of procedure manuals for detailed tasks or operations
  • Provide and assist the training to staff concerned especially in branches

Requirements

  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • Over 8 years' experience in retail banking regulations, operations, products and services, with compliance experience preferably
  • Sound knowledge on compliance and control assurance framework
  • Strong leadership skills and communication skills


Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

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