VP in the compliance team to provide advice on compliance issues across SFC licensed type 1,2,4,6,9 activities
Your new company
Your new company is an expanding Chinese Brokerage House. They are looking for a Vice President (min. 7 years in-house compliance) to join the Legal & Compliance department to ensure that risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.
Your new role
As an influential member within the department, you will support the business with your compliance knowledge across all SFC regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:
What you'll need to succeed
What you'll get in return
What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to firstname.lastname@example.org or visit our Banking page here:
We are Hays, the leading global experts in qualified, professional and skilled recruitment. The 11,000 people we employ around the world partner with clients and candidates to power the world of work.
Every day our expert consultants help thousands of candidates find their next role, and they also help clients reshape workforces and deal with talent shortages. Last year we placed 77,000 people in permanent jobs and 244,000 people into temporary roles.