Compliance Officer - US-based Top Tier Hedge Fund Compliance Officer - US-based Top Tier Hedge Fund …

Eames Consulting
in Hong Kong
Permanent, Full time
Last application, 28 Nov 21
Competitive Package
Eames Consulting
in Hong Kong
Permanent, Full time
Last application, 28 Nov 21
Competitive Package
Posted by:
Donia Wong (HK) • Recruiter
Posted by:
Donia Wong (HK)
Recruiter
A reputable Global Hedge Fund firm is looking for a compliance officer based in Hong Kong. You will assist the firm’s compliance program by providing all-rounded support.

Key Responsibilities

  • Support compliance monitoring program and regulatory reporting for the Asia Pacific
  • Assist on real-time trading restraints, monitoring and approvals
  • Track relevant regulatory changes, evaluate the impact on business operations and improve the procedure and communication
  • Provide staff with regular compliance training
  • Review and draft documentation, applications, regulatory filings, reports, manuals, policies, correspondence and records

Key Requirements

  • University Degree Minimum of 4 years compliance experience, preferably in an equity trading or asset management environment
  • Has deep understanding and knowledge of SFC regulations and rules
  • Able to speak and write English and Chinese
  • Proficient with Bloomberg and Excel
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