Compliance Officer - Private Equity/ Hedge Fund Compliance Officer - Private Equity/ Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 21 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 21 Sep 21
Negotiable
A top US private equity is currently looking for a compliance officer to join the hedge fund business in Hong Kong.

Job Responsibilities

  • Handling SFC licensing application, licensing matters and requirements
  • Keep track of SFC regulatory changes and EDSP
  • Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC filings, review and collection of brokerage statements
  • Keep track of CPT requirements for Registered Officers
  • Participate in ad hoc compliance projects
  • Translate documents from English to Chinese and vice versa

Job Requirements

  • University graduate or equivalent degree preferred, ideally in business, accounting or law
  • Minimum 4 years of compliance experience in asset managers or fund houses
  • Fluency in Mandarin Chinese and English
  • Excellent organisational and analytical skills
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