Compliance Officer - Hedge Fund Compliance Officer - Hedge Fund …

Selby Jennings
in Hong Kong
Permanent, Full time
Be the first to apply
HKD500000 - HKD1000000 per annum
Selby Jennings
in Hong Kong
Permanent, Full time
Be the first to apply
HKD500000 - HKD1000000 per annum
A rapidly expanding L/S hedge fund headquartered in Hong Kong with an AUM of over 3 billion USD is looking to grow out's governance function with an additional hire onto the compliance team.

Responsibilities:

  • Review and update compliance policies and procedures
  • Drive and manage compliance related projects
  • Act as a subject matter expert on relevant regulations and policies
  • Advise management and employees on compliance matters and keep informed about regulatory developments
  • Provide advice and influences to business functions on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs
  • Liaise with regulatory authorities on compliance related enquiries
  • Review and assist on regulatory filings and related administrative communications
  • Represent and interact with examiners/auditors during internal, external and regulatory examinations
  • Ascertain training needs and conduct training necessary for staff and management
  • Make recommendations to senior management on strategy and new initiatives, based on an in-depth understanding of the business
  • Identify enhancements to the firm's compliance measures and processes and communicates to required stakeholders
  • Broader work or accountabilities may be assigned by management as needed
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